REG - General Elec. - Director/PDMR Shareholding

General Electric CoAnnouncement

17/05/2023 07:00

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RNS Number : 6411Z  General Electric Company  16 May 2023

3

SEC Form 3

 FORM 3  UNITED STATES SECURITIES AND EXCHANGE COMMISSION                         OMB APPROVAL
         Washington, D.C. 20549                                                   OMB Number:          3235-0104

                                                                        Estimated average burden
         INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES                  hours per response:  0.5

         Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934

or Section 30(h) of the Investment Company Act of 1940

 1. Name and Address of Reporting Person(*)                            2. Date of Event Requiring Statement (Month/Day/Year)        3. Issuer Name and Ticker or Trading Symbol

GENERAL ELECTRIC PENSION TRUST                                       05/03/2023                                                   KKR Asset-Based Income Fund
 (/cgi-bin/browse-edgar?action=getcompany&CIK=0000314959)                                                                           (/cgi-bin/browse-edgar?action=getcompany&CIK=0001966776) [ NONE ]

(Last)  (First)  (Middle)

901 MAIN AVENUE
 THE TOWERS AT MERRITT RIVER

 (Street)

NORWALK  CT  06851

(City)  (State)  (Zip)
                                                                       4. Relationship of Reporting Person(s) to Issuer                                                   5. If Amendment, Date of Original Filed (Month/Day/Year)

(Check all applicable)

 Director                    X  10% Owner
                                                                        Officer (give title below)     Other (specify below)
                                                                       6. Individual or Joint/Group Filing (Check Applicable Line)

  Form filed by One Reporting Person
                                                                       X Form filed by More than One Reporting Person

 (Last)  (First)  (Middle)

 901 MAIN AVENUE
 THE TOWERS AT MERRITT RIVER

(Street)

 NORWALK  CT  06851

 (City)  (State)  (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
05/03/2023

3. Issuer Name and Ticker or Trading Symbol
KKR Asset-Based Income Fund
(/cgi-bin/browse-edgar?action=getcompany&CIK=0001966776) [ NONE ]

4. Relationship of Reporting Person(s) to Issuer

(Check all applicable)

   Director                    X  10% Owner
   Officer (give title below)     Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

    Form filed by One Reporting Person
 X  Form filed by More than One Reporting Person

 Table I - Non-Derivative Securities Beneficially Owned
 1. Title of Security (Instr. 4)       2. Amount of Securities Beneficially Owned (Instr. 4)  3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)  4. Nature of Indirect Beneficial Ownership (Instr. 5)
 Common Shares of Beneficial Interest  140,000                                                D((1)(2))

 Table II - Derivative Securities Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)
 1. Title of Derivative Security (Instr. 4)  2. Date Exercisable and Expiration Date (Month/Day/Year)      3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)     4. Conversion or Exercise Price of Derivative Security  5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)  6. Nature of Indirect Beneficial Ownership (Instr. 5)
                                             Date Exercisable               Expiration Date                Title                                   Amount or Number of Shares

 1. Name and Address of Reporting Person(*)

GENERAL ELECTRIC PENSION TRUST
 (/cgi-bin/browse-edgar?action=getcompany&CIK=0000314959)

(Last)  (First)  (Middle)

901 MAIN AVENUE
 THE TOWERS AT MERRITT RIVER

 (Street)

NORWALK  CT  06851

(City)  (State)  (Zip)
 1. Name and Address of Reporting Person(*)

GE INVESTMENT MANAGEMENT CORP.
 (/cgi-bin/browse-edgar?action=getcompany&CIK=0001125824)

(Last)  (First)  (Middle)

901 MAIN AVENUE
 THE TOWERS AT MERRITT RIVER

 (Street)

NORWALK  CT  06851

(City)  (State)  (Zip)
 1. Name and Address of Reporting Person(*)

GENERAL ELECTRIC CO
 (/cgi-bin/browse-edgar?action=getcompany&CIK=0000040545)

(Last)  (First)  (Middle)

5NECCO STREET

 (Street)

BOSTON  MA  02210

(City)  (State)  (Zip)

 (Last)  (First)  (Middle)

 901 MAIN AVENUE
 THE TOWERS AT MERRITT RIVER

(Street)

 NORWALK  CT  06851

 (City)  (State)  (Zip)

1. Name and Address of Reporting Person(*)

 GE INVESTMENT MANAGEMENT CORP.
 (/cgi-bin/browse-edgar?action=getcompany&CIK=0001125824)

 (Last)  (First)  (Middle)

 901 MAIN AVENUE
 THE TOWERS AT MERRITT RIVER

(Street)

 NORWALK  CT  06851

 (City)  (State)  (Zip)

1. Name and Address of Reporting Person(*)

 GENERAL ELECTRIC CO
 (/cgi-bin/browse-edgar?action=getcompany&CIK=0000040545)

 (Last)  (First)  (Middle)

 5 NECCO STREET

(Street)

 BOSTON  MA  02210

 (City)  (State)  (Zip)

 Explanation of Responses:
 1. The securities reported herein are held directly by General Electric
 Pension Trust, a New York common law trust ("GEPT") to which GE Investment
 Management Corp., a Delaware corporation ("GEIM") serves as investment
 manager. GEIM is a wholly owned subsidiary of General Electric Company ("GE").
 2. The filing of this statement shall not be deemed an admission that GEPT,
 GEIM or GE (collectively, the "Reporting Persons") are the beneficial owners
 of the securities reported herein for purposes of Section 16 of the Securities
 Act of 1934, as amended, or otherwise. Each of the Reporting Persons disclaims
 beneficial ownership of the securities reported herein except to the extent of
 its pecuniary interest therein, if any.

   General Electric Pension Trust, By: /s/ Scott Silberstein, Trustee          05/15/2023
   GE Investment Management Corp., By: /s/ Scott Silberstein, Vice President,  05/15/2023
   General Counsel and Secretary
   General Electric Company, By: /s/ Scott Silberstein, Executive Counsel      05/15/2023
   ** Signature of Reporting Person                                            Date
 Reminder: Report on a separate line for each class of securities beneficially
 owned directly or indirectly.
 * If the form is filed by more than one reporting person, see Instruction 5
 (b)(v).
 ** Intentional misstatements or omissions of facts constitute Federal Criminal
 Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 Note: File three copies of this Form, one of which must be manually signed. If
 space is insufficient, see Instruction 6 for procedure.
 Persons who respond to the collection of information contained in this form
 are not required to respond unless the form displays a currently valid OMB
 Number.

 

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